Recently, the Shenzhen Stock Exchange (SZSE) imposed disciplinary actions on Ye Huaneng, former chairman, and Ning Yuanxi, former general manager, of Guangdong Baolihua New Energy Co., Ltd. The investigation found that during their tenure, both individuals failed to promptly disclose material related-party transactions and provided inaccurate information disclosures, thereby violating relevant provisions of the SZSE Listing Rules for Stocks and other regulations. As a result, the SZSE publicly censured Ye and Ning and recorded the sanctions in the integrity files of listed companies. This action underscores the exchange’s commitment to reinforcing accountability among senior executives, enhancing the quality of information disclosure, and safeguarding the fairness, impartiality, and transparency of the capital markets. In its announcement, the SZSE emphasized that listed companies and their personnel must strictly comply with laws and regulations and fulfill their disclosure obligations to protect investors’ legitimate rights and interests. The disciplinary measures also reflect regulators’ zero-tolerance stance toward violations in the capital markets and their ongoing efforts to promote a healthy and well-regulated market environment.
近日，深圳证券交易所（深交所）对广东宝丽华新能源股份有限公司原董事长叶华能及原总经理宁远喜作出纪律处分决定。经查明，二人在任职期间存在未及时披露重大关联交易、信息披露不准确等违规行为，违反了《深圳证券交易所股票上市规则》等相关规定。深交所依据相关规定，对叶华能、宁远喜予以公开谴责，并记入上市公司诚信档案。此举旨在强化上市公司高管责任意识，提升信息披露质量，维护资本市场公平、公正、公开的秩序。深交所在公告中强调，上市公司及相关人员应严格遵守法律法规，切实履行信息披露义务，保障投资者合法权益。此次处分也反映出监管机构对资本市场违法违规行为‘零容忍’的态度，持续推动市场规范健康发展。
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