Recently, China’s Securities Regulatory Commission disclosed a typical insider trading case: a personal driver of a listed company’s chairman used his position to obtain material non-public information and traded the company’s stock during a sensitive period. Not only did he suffer losses amounting to hundreds of thousands of yuan, but he was also fined 500,000 RMB. The driver, who frequently accompanied the chairman to meetings, had access to significant confidential information. During a period when the company was planning a major asset restructuring, he purchased shares in advance. However, due to market volatility and slower-than-expected progress of the restructuring, he eventually exited at a loss. Regulators concluded that his actions constituted insider trading. Even though he did not profit, he was still penalized according to the law. This case serves as a reminder that individuals with access to insider information are not limited to executives—anyone who acquires non-public information through special relationships or job-related access and uses it for trading will face legal consequences. Losses from such trades do not exempt one from liability. Regulators reaffirmed their ‘zero-tolerance’ stance and pledged to continue cracking down on illegal activities to uphold fairness and integrity in the securities market.
近日，中国证监会公布了一起典型的内幕交易案件：某上市公司董事长的专职司机利用其职务便利获取内幕信息，并在敏感期内买卖公司股票，结果不仅亏损数十万元，还被处以50万元罚款。该司机长期随同董事长出席各类会议，接触大量未公开的重大信息。在一次公司筹划重大资产重组期间，他提前买入股票，但因市场波动及重组进展不及预期，最终亏损离场。监管部门调查后认定其行为构成内幕交易，虽未获利，仍依法予以处罚。此案再次警示：内幕信息知情人范围不仅限于高管，任何通过特殊关系或岗位便利获知未公开信息并用于交易者，都将承担法律责任。即使交易亏损，也不能免除违法后果。监管机构强调‘零容忍’态度，将持续打击证券市场违法违规行为，维护公平公正的市场秩序。
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